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9 SHAREHOLDERS’ EQUITY AND EMPLOYEE PARTICIPATION PLANS

9.1 MOVEMENTS IN SHARES OUTSTANDING

 

Shares 
issued

Treasury 
shares

Shares 
outstanding

Shares (each share has a nominal value of CHF 0.10)

 

 

 

Balance at January 1, 2019

 11,766,372 

 - 

 11,766,372 

New shares issued based on employee participation plans

 82,109 

 - 

 82,109 

 

 

 

 

Balance at June 30, 2019

 11,848,481 

 - 

 11,848,481 

 

 

 

 

Balance at January 1, 2020

 11,870,912 

 - 

 11,870,912 

New shares issued based on employee participation plans

 74,420 

 - 

 74,420 

 

 

 

 

Balance at June 30, 2020

 11,945,332 

 - 

 11,945,332 

 

9.2 DIVIDENDS PAID

 

2019

2020

Number of shares eligible for dividend and payout

11,826,232

11,927,914

Dividends paid (CHF/share)

2.10

1.10

Payout from statutory capital contribution reserve (CHF/share)

-

1.10

 

9.3 CONDITIONAL SHARE CAPITAL RESERVED FOR THE EMPLOYEE PARTICIPATION PLANS

 

2019

2020

Shares (each share has a nominal value of CHF 0.10)

 

 

Balance at January 1

536,840

432,300

New shares issued based on employee participation plans

(82,109)

(74,420)

 

 

 

Balance at June 30

454,731

357,880

 

 

 

Maximum of employee share options and employee shares outstanding

 228,080 

 184,109 

 

9.4 CONDITIONAL AND AUTHORIZED SHARE CAPITAL FOR THE PURPOSE OF FUTURE BUSINESS DEVELOPMENT

 

 

2019

2020

Conditional share capital

 

 

  Shares (with a nominal value of CHF 0.10 each)

 1,800,000 

 1,800,000 

  CHF

 180,000 

 180,000 

 

 

 

Authorized share capital

 

 

  Expiry date

 17.04.2020 

 17.04.2022 

  Shares (with a nominal value of CHF 0.10 each)

 2,300,000 

 2,300,000 

  CHF

 230,000 

 230,000 

 

9.5 EMPLOYEE SHARE OPTION PLANS

(See note 12.4.1 of the consolidated financial statements 2019 for the terms and principal conditions)

 

Movements in employee share options:

 

 

2019

2020

Employee share options

 

 

Balance at January 1

90,040

91,524

Granted

12,900

-

Exercised

(9,834)

(12,745)

Forfeited or expired

(1,364)

(1,615)

 

 

 

Balance at June 30

91,742

77,164

 

 

 

Thereof exercisable at period-end

 31,276 

 25,016

 

9.6 EMPLOYEE SHARE PLANS (PERFORMANCE SHARE MATCHING PLANS [PSMP]   AND OTHER SHARE PLANS)

(See note 12.4.2 of the consolidated financial statements 2019 for the terms and principal conditions)

 

Movements in employee shares:

 

 

 

 

2019

2020

Employee shares

 

 

 

 

Balance at January 1

 

 

 192,314 

 169,744 

PSMP Management 

Plan 2015 and 2016

Matching shares vested and transferred

 (52,382) 

 (47,356) 

PSMP Management 

New plan current year

Initial shares transferred (blocked)

 18,176 

 12,733 

PSMP Management 

New plan current year

Maximum of matching shares granted

 40,095 

 30,088 

PSMP Management 

All plans

Matching shares forfeited

 6 

 (10,758) 

PSMP Management 

All plans

Shares deblocked 

 - 

 (78) 

Board of Directors

Plan 2017 and 2018

Shares vested and transferred

 (1,717) 

 (1,586) 

Board of Directors

New plan current year

Shares granted

 1,684 

 1,323 

 

 

 

 

 

Balance at June 30

 

 

 198,176 

 154,110 

 

 

 

 

 

Thereof vested and transferred, but blocked until the end of the performance period

 61,838 

 47,165 

 

EN DE