11 Share and option ownership of the Board of Directors and Management Board
For details of the employee participation plans please refer to note 10.4 of the consolidated financial statements.
11.1 Share and option ownership of the Board of Directors
Number | Year | Share plans1 | Other shares | Total shares | Employee share option plans2 | Total options | ||||
|---|---|---|---|---|---|---|---|---|---|---|
2007 | 2008 | 2009 | 2010 | 2011 | ||||||
Strike price in CHF | 70.00 | 69.00 | 39.70 | 70.00 | 69.00 | |||||
Expiring in | 2013 | 2014 | 2015 | 2016 | 2017 | |||||
Rolf Classon | 2012 | 1,547 | 2,800 | 4,347 | – | – | – | 1,700 | 1,628 | 3,328 |
2013 | 1,547 | 2,800 | 4,347 | – | – | – | 1,700 | 2,442 | 4,142 | |
Heinrich Fischer | 2012 | 774 | 10,000 | 10,774 | – | 864 | 1,551 | 850 | 814 | 4,079 |
2013 | 774 | 10,000 | 10,774 | – | 864 | 1,551 | 850 | 1,221 | 4,486 | |
Dr. Oliver S. Fetzer | 2012 | 774 | – | 774 | – | – | – | – | – | – |
2013 | 774 | – | 774 | – | – | – | – | – | – | |
Dr. Karen Hübscher | 2012 | 370 | – | 370 | – | – | – | – | – | – |
2013 | 370 | – | 370 | – | – | – | – | – | – | |
Dr. Christa Kreuzburg (since April 2013)3 | 2012 | – | – | – | – | – | – | – | – | – |
2013 | – | – | – | – | – | – | – | – | – | |
Gérard Vaillant | 2012 | 774 | – | 774 | 234 | 864 | – | 850 | 814 | 2,762 |
2013 | 774 | – | 774 | – | 864 | – | 850 | 1,221 | 2,935 | |
Erik Walldén | 2012 | 774 | – | 774 | – | – | – | – | – | – |
2013 | 774 | – | 774 | – | – | – | – | – | – | |
Dominique F. Baly | 2012 | 774 | – | 774 | – | – | – | 850 | 814 | 1,664 |
2013 | – | – | – | – | – | – | – | – | – | |
| | | |||||||||
Balance at | 5,787 | 12,800 | 18,587 | 234 | 1,728 | 1,551 | 4,250 | 4,070 | 11,833 | |
Balance at | 5,013 | 12,800 | 17,813 | – | 1,728 | 1,551 | 3,400 | 4,884 | 11,563 | |
1 Members are entitled to vote, but only 3,593 shares (2012: 2,229 shares) are vested.
2 Only vested options.
3 Shares and share options in 2012 are not disclosed, because the member of the Board joined after year-end 2012.
4 Shares and share options in 2013 are not disclosed, because the member of the Board stepped down before year-end 2013.
11.2 Share and option ownership of the Management Board
Number | Year | Share plans1 | Other shares | Total shares | Employee share option plans2 | Total options | |||
|---|---|---|---|---|---|---|---|---|---|
2007 | 2008 | 2009 | 2010 | ||||||
Strike price in CHF | 70.00 | 69.00 | 39.70 | 70.00 | |||||
Expiring in | 2013 | 2014 | 2015 | 2016 | |||||
Dr. David Martyr (CEO)
| 2012 | 1,774 | – | 1,774 | – | – | – | – | – |
2013 | 7,143 | – | 7,143 | – | – | – | – | – | |
Dr. Rudolf Eugster (CFO) | 2012 | 11,931 | – | 11,931 | 1,280 | 1,113 | 1,386 | 2,345 | 6,124 |
2013 | 12,186 | – | 12,186 | – | 1,113 | 1,386 | 2,345 | 4,844 | |
Dr. Martin Brusdeilins | 2012 | 4,650 | – | 4,650 | – | – | – | – | – |
2013 | 6,985 | – | 6,985 | – | – | – | – | – | |
Dr. Achim von Leoprechting (since October 2013)3 | 2012 | – | – | – | – | – | – | – | – |
2013 | 584 | – | 584 | – | – | – | – | – | |
Dr. Klaus Lun (since June 2013)3 | 2012 | – | – | – | – | – | – | – | – |
2013 | 1,517 | – | 1,517 | – | – | – | – | – | |
Markus Schmid | 2012 | 3,656 | – | 3,656 | – | – | – | – | – |
2013 | 6,127 | – | 6,127 | – | – | – | – | – | |
Dr. Stefan Traeger (since July 2013)3 | 2012 | – | – | – | – | – | – | – | – |
2013 | 1,167 | – | 1,167 | – | – | – | – | – | |
Andreas Wilhelm | 2012 | 5,078 | – | 5,078 | 707 | 459 | – | 971 | 2,137 |
2013 | 5,697 | – | 5,697 | – | – | – | – | – | |
Dr. Bernhard Grob | 2012 | 6,047 | – | 6,047 | – | – | – | – | – |
2013 | – | – | – | – | – | – | – | – | |
| | | ||||||||
Balance at | 33,136 | – | 33,136 | 1,987 | 1,572 | 1,386 | 3,316 | 8,261 | |
Balance at | 41,406 | – | 41,406 | – | 1,113 | 1,386 | 2,345 | 4,844 | |
1 Members are entitled to vote, but only 25,432 shares (2012: 18,848 shares) are vested.
2 Only vested options.
3 Shares and share options in 2012 are not disclosed, because the member of the Board joined after year-end 2012.
4 Shares and share options in 2013 are not disclosed, because the member of the Board stepped down before year-end 2013.